Compliance

Representative Matters

• As part of the resolution of a criminal investigation without charges against the company, assisted a provider of IT solutions to the Federal government in developing and implementing a corporate responsibility program, including policies concerning ethics in government contracting and anti-corruption.
• Counsel to a major international bank in connection with anti-corruption compliance efforts.
• Developed and implemented policies, and trained employees, of law firms and other businesses with regard to anti-discrimination and anti-harassment laws.
• Drafted policies and trained employees of international holding company of premium luxury and sport/lifestyle fashion and accessory brands in antitrust compliance.
• Counsel to a hotel chain on FCPA/anti-corruption issues, including the drafting of company anti-corruption policies.
• As part of the resolution of a criminal investigation without charges against the company, assisted a retailer of police and military equipment in developing and implementing an export control compliance program. 
• Counsel to the energy investment division of a Fortune 50 multi-industry company on FCPA/anti-corruption issues.
• Assisted numerous companies – including medical device manufacturers and software companies – in doing business in countries subject to US sanctions (including Iran and Cuba) administered by Treasury Department Office of Foreign Assets Control (OFAC).
• Advised manufacturers of military equipment regarding compliance with International Traffic in Arms Regulations (ITAR).
• Drafted anti-corruption policies and trained employees of private equity firm portfolio companies.